Securities and Financial Services Law (LLM 604)
Cases:
- Bunbury Foods Pty Ltd v National Bank of Australia Ltd (1984) 51 ALR 609
Available online from LexisNexis Legal. In the Search box type name (bunbury and national) and click the red Search button to the right of the box. - Knightsbridge Estates Trust Ltd v Byrne [1940] AC 613
Available online from LexisNexis Legal. In the Search box type name (knightsbridge and byrne) and click the red Search button to the right of the box. - Latec Investments v Hotel Terrigal Pty Ltd [1965] HCA 17; (1965) 113 CLR 265 (AustLII)
- Mosely v Koffyfontein Mines Ltd [1911] 1 Ch D 73
Available online from LexisNexis Legal. In the Search box type name (koffyfontein) and click the red Search button to the right of the box. - Robertson v Grigg (1932) 47 CLR 257; [1932] HCA 29 (AustLII)
Journal articles:
- Andrew Cassidy and Larelle Chapple, "Australia's corporate disclosure regime: Lessons from the US model" (2003) 15 Australian Journal of Corporate Law 1
Available online from LexisNexis Legal. In the Search box type author (cassidy) and title (disclosure) and click the red Search button to the right of the box. - Anthony Haly , "Different country, different rules?: A comparison of the regulation of the investment industry in Australia and the United Kingdom" (2004) 16 Australian Journal of Corporate Law 3
Available online from LexisNexis Legal. In the Search box type author (haly) and title (rules) and click the red Search button to the right of the box. - Anthony Haly, "The legal position of the insurance intermediary since the enactment of the Financial Services Reform Act 2001 (Cth)" (2004) 15 Insurance Law Journal 2
Available online from LexisNexis Legal. In the Search box type author (haly) and title (intermediary) and click the red Search button to the right of the box. - Charles Zhen Qu, "The efficacy of insider trading civil liability regime in the Corporations Act" (2002) 14 Australian Journal of Corporate Law 9
Available online from LexisNexis Legal. In the Search box type author (qu) and title (efficacy) and click the red Search button to the right of the box. - Emma Armson, "The Australian Takeovers Panel and unfair prejudice to third parties" (2004) 16 Australian Journal of Corporate Law 6
Available online from LexisNexis Legal. In the Search box type author (armson) and title (prejudice) and click the red Search button to the right of the box. - James Mayanja, 'Rethinking the Role of the Australian Stock Exchange in the Regulation of Takeover Transactions' (1996) 6(1) Australian Journal of Corporate Law 34
Available online from LexisNexis Legal. In the Search box type author (mayanja) and title (rethinking) and click the red Search button to the right of the box. - Neil Andrews , "If the dog catches the mice: The civil settlement of criminal conduct under the Corporations Act and the Australian Securities and Investments Act" (2003) 15 Australian Journal of Corporate Law 4
Available online from LexisNexis Legal. In the Search box type author (andrews) and title (mice) and click the red Search button to the right of the box. - Paul Heathcote, "Does the Australian Stock Exchange's monopoly over securities markets maintain, facilitate and improve the performance of the Australian financial system?" (2003) 15 Australian Journal of Corporate Law 11
Available online from LexisNexis Legal. In the Search box type author (heathcote) and title (monopoly) and click the red Search button to the right of the box. - Paul von Nessen , 'Securities regulation for interests in managed investment schemes' (1999) 11 Australian Journal of Corporate Law 12
Available online from LexisNexis Legal. In the Search box type author (nessen) and title (securities) and click the red Search button to the right of the box. - Vicky Comino , "High Court relegates strategic regulation and pyramidal enforcement to insignificance" (2005) 18 Australian Journal of Corporate Law 2
Available online from LexisNexis Legal. In the Search box type author (comino) and title (regulation) and click the red Search button to the right of the box.
Miscellaneous:
Australian Stock Exchange
Corporate Law Bulletins Archive
Policies:
- Australian Securities and Investment Commission [Policy Statement 130] Managed investments: Licensing (updated 4 October 1999)
- Australian Securities and Investment Commission [Policy Statement 131] Managed investments: Financial requirements (updated 9 February 2000)
- Australian Securities and Investment Commission [Policy Statement 132] Managed investments: Compliance plans (updated 4 November 1998)
- Australian Securities and Investment Commission [Policy Statement 133] Managed investments: Scheme property arrangements (updated 2 June 1999)
- Australian Securities and Investment Commission [Policy Statement 134] Managed investments: Constitutions (updated 11 September 2000)
- Australian Securities and Investment Commission [Policy Statement 135] Managed investments: Transitional issues (reissued 11 September 2000)
- Australian Securities and Investment Commission [Policy Statement 136] Managed investments: Discretionary powers and closely related schemes (updated 1 November 2000)
- Australian Securities and Investment Commission [Policy Statement 155] Debenture prospectuses (17 February 2000)
- Australian Securities and Investment Commission [Policy Statement 168] Disclosure : Product Disclosure Statements (and other disclosure obligations) (Reissued May 2005)
- Australian Securities and Investment Commission [Policy Statement 173] Disclosure for on-sale of securities and other financial products (Reissued 21/12/2004)
- Australian Securities and Investment Commission [Policy Statement 179] Managed discretionary account services (issued 15 March 2004)
- Securities Exchanges Guarantee Corporation, NGF Information Booklet (March 2006)